智力水平还是文化表现?——尼安德特人与现代人文化精致程度差异研究述评
详细信息    查看全文 | 推荐本文 |
  • 英文篇名:Intellectual capacity or performance?: A review of cultural elaboration differences between Neanderthals and anatomically modern humans
  • 作者:张萌
  • 英文作者:ZHANG Meng;Department of Anthropology, University of New Mexico;
  • 关键词:尼人 ; 现代人 ; 智力水平 ; 旧石器时代的艺术品 ; 文化精致程度
  • 英文关键词:the Neanderthals;;the anatomically modern humans;;intellectual capacity;;Paleolithic artworks;;cultural elaboration
  • 中文刊名:RLXB
  • 英文刊名:Acta Anthropologica Sinica
  • 机构:美国新墨西哥大学人类学系;
  • 出版日期:2017-11-03 10:53
  • 出版单位:人类学学报
  • 年:2019
  • 期:v.38
  • 基金:国家社科基金青年项目(16CKG003)
  • 语种:中文;
  • 页:RLXB201901006
  • 页数:17
  • CN:01
  • ISSN:11-1963/Q
  • 分类号:63-79
摘要
尼安德特人和解剖学意义上的现代人在文化精致程度上的区别已经争论了很长时间,考古学者希望能得出一个确定的答案,两个假设应运而生:智力水平(尼人不能发展出精致的文化)与文化表现(尼人不需要发展出精致程度较高的文化)。古人类与考古材料显示智力水平假设有缺陷:尼人的基因进入了现代人的基因库中,而且他们有能力学习现代人的技术,在"过渡工业"的材料中可以找到相关证据;与此同时,至今还未找到关系到智力水平的大脑结构证据证明尼人智力水平不如现代人。检验文化表现假设的前提是尼人与早期现代人在智力水平上没有差异,却呈现出不同的社会网络和社会组织。本文在讨论尼人与现代人人口与社会交流的基础上,认为现代人复杂的社会组织切割了尼人的生活环境,同时火山爆发引起了资源短缺,最终导致了尼人在欧洲灭绝。
        The debate about possible differences in cultural elaboration between Neanderthals and anatomically modern humans is of long standing. As archaeologists have hoped for a definitive answer, two opposite hypotheses have been proposed: intellectual capacity(the Neanderthals did not possess cultural elaboration) vs. performance(the Neanderthals did not need a high degree of cultural elaboration for their survival). In this paper, I will evaluate each argument in turn,especially focusing on artworks and related symbolic evidence. There are several weaknesses in the hypothesis of differential intellectual capacity, especially considering the evidence of the genetic contributions of Neanderthals to the modern human gene pool and the abilities reflected in the so-called "transitional industries". Physical evidence for differences in brain structure relating to intellectual capacity has not been found. It is necessary to evaluate the hypothesis of performance with the assumption that there is no intellectual difference between Neanderthals and early anatomically modern humans. I attempt to provide a reasonable explanation based on differences in demography and the range of social interactions, which also could explain the demise of Neanderthals in Europe.
引文
[1]Mellars P,Boyle K,Bar-Yosef O,eds.Rethinking the Human Revolution:New Behavioural and Biological Perspectives on the Origin and Dispersal of Modern Humans[C].McDonald Inst of Archeological,2007
    [2]Boyle K,Gamble C,Bar-Yosef O.The Upper Palaeolithic Revolution in Global Perspective:Papers in Honour of Sir Paul Mellars[C].McDonald Institute for Archaeological Research;2010
    [3]Camps M,Chauhan P.eds.Sourcebook of Paleolithic Transitions[C].New York:Springer,2009
    [4]Aiello,LC ed.Alternative Pathways to Complexity:Evolutionary Trajectories in the Middle Paleolithic and Middle Stone Age[C],Wenner-Gren Symposium Supplement 8,Current Anthropology,Vol.54,Supplement 8,2013
    [5]关莹,高星,李锋,等.MIS3晚期阶段的现代人行为与“广谱革命”:来自水洞沟遗址的证据[J].科学通报,2012,57(1):65-72.Guan Y,Gao X,Li F,et al.Modern human behaviors during the late stage of the MIS3 and the broad spectrum revolution:Evidence from a Shuidonggou Late Paleolithic site[J].Chinese Science Bulletin,2012,57(4):379-386
    [6]高星,张晓凌,杨东亚等.现代中国人起源与人类演化的区域性多样化模式[J].中国科学:地球科学,2010,40(9),1287-1300.Gao X,Zhang X,Yang DY,et al.2010.Revisiting the origin of modern humans in China and its implications for global human evolution[J].Science in China:Earth Sciences 53:1927-40
    [7]Gamble C.The Palaeolithic Societies of Europe[M].Cambridge:Cambridge University Press,1999
    [8]Clark G.World Prehistory in New Perspective:an Illustrated Edition[M].Cambridge:Cambridge Press,1977
    [9]Kozlowski JK A multiaspectual approach to the origins of the Upper Palaeolithic in Europe[C].In:Mellars,P.ed.The Emergence of Modern Humans:an Archaeological Perspective.Edinburgh:Edinburgh University Press,1990:419-38
    [10]Mellars P.The Neanderthal Legacy:An Archaeological Perspective from Western Europe[M].Princeton:Princeton University Press,1996
    [11]Boule M,Anthony R.L’encephale de l’Homme fossile de La Chapelle-aux-saints[M].L’Anthropologie 22,1911
    [12]Holloway RL.Cranial capacity,neural reorganization,and hominid evolution:a search for more suitable parameters[J].American anthropologist,1966,68(1),103-121
    [13]Klein RG.The Human Career:Human Biological and Cultural Origins(third edition)[M].Chicago:The University of Chicago Press,2009
    [14]Klein RG.The problem of modern human origins[C].In:Nitecki MH,Nitecki DV eds.Origins of Anatomically Modern Humans.Plenum Press,New York,1994:3-17
    [15]Faith JT.Eland,buffalo,and wild pigs:were Middle Stone Age humans ineffective hunters?[J].Journal of Human Evolution,2008,55(1):24-36
    [16]Gibson KR.Brain size and the evolution of language[C].In:Landsberg ME ed.The Genesis of Language:a different judgement.Berlin:Mouton de Gruyter,1988:149-172
    [17]Gibson KR.New perspectives on instincts and intelligence:brain size and the emergence of hierarchical mental constructional skills[C].In:Parker ST and Gibson KR.eds.“Language”and Intelligence in Monkeys and Apes:Comparative Developmental Perspectives.Cambridge:Cambridge University Press,1990:97-128
    [18]Gibson KR.Tool use,language and social behavior in relation to information processing capacities[C].In:Gibson KR,Ingold Teds.Tools,Language and Cognition in Human Evolution.Cambridge:Cambridge University Press,1993:251-269
    [19]Wynn T.The intelligence of later Acheulean hominids[J].Man,1979,14:371-91
    [20]Wynn T.Piaget,stone tools and the evolution of human intelligence[J].World Archaeology 1985,17(1):32-43
    [21]Wynn T.The Evolution of Spatial Competence[M].Urbana:University of Illinois Press,1989
    [22]Wynn T.Tools,grammar and the archaeology of cognition[J].Cambridge Archaeological Journal,1991,1(2):191-206
    [23]Binford LR,Renfrew AC.An interview with Lewis Binford[J].Current Anthropology,1987,28:683-694
    [24]Binford LR.Isolating the transition to cultural adaptations:an organizational approach[C].In:Trinkaus E ed.The Emergence of Modern Humans:biocultural adaptations in the later Pleistocene.Cambridge:Cambridge University Press,1989:18-41
    [25]Binford LR.Hard evidence[J].Discover,1992(2):44-51
    [26]Mithen S.The Prehistory of the Mind:the Cognitive Origins of Art,Religion and Science[M].New York:Thames and Hudson,1996
    [27]Mithen S.Mental Modularity[C].In:Renfrew C,Bahn P eds.Archaeology:the Key Concepts,Routledge,2005:172-177//米申.思维模块[C].考古学:关键概念,中国人民大学出版社,2012:173-177
    [28]Pearce E,Stringer C and Dunbar RI,New insights into differences in brain organization between Neandertals and anatomically modern humans[J].Proceedings of the Royal Society of London B:Biological Sciences,2013,280(1758):20130168
    [29]Shennan S.Demography and Cultural Innovation:a Model and its Implications for the Emergence of Modern Human Culture[J].Cambridge Archaeological Journal,2001,11(1):5-16
    [30]Mellars P,French JC.Tenfold Population Increase in Western Europe at the Neandertal-to-Modern Human Transition[J].Science,2011,333:623-627
    [31]Straus LG.Book review:Processual Archaeology:Exploring Analytical Strategies,Frames of Reference and Culture Process,edited by Amber L.Johnson[J].Journal of Anthropological Research,2005,61(4):552-554
    [32]Stiner MC.Population Ecology,Predator-Prey Dynamics and Paleolithic Society[C].In:Johnson AL(ed).Processual Archaeology:Exploring Analytical Strategies,Frames of Reference and Culture Process.Westport,CT:Praeger Publishers 2004:218-260
    [33]Trinkaus E,Howells WW.The Neanderthals[J].Scientific American 1979,241(6):118-133
    [34]Sawyer GJ,Mayley B.Neanderthal reconstructed.Anatomical Record(Par B:New Anat.)[M].2005,283 B:23-31
    [35]Finlayson C.Neanderthals and Modern Humans:an Ecological and Evolutionary Perspective[M].Cambridge University Press,2004
    [36]Green RE,Krause J,Briggs AW,et al.A Draft Sequence of the Neandertal Genome[J].Science,2010,328(5979):710-722
    [37]Smith FH.The fate of the Neandertals[J].Journal of Anthropological Research,2013,69(2):167-200
    [38]Holloway RL.The poor brain of Homo sapiens neanderthalensis:See what you please.In:Delson E ed.Ancestors:The Hard Evidence[C].New York:Alan R.Liss,1985:319-324
    [39]Martínez I,Arsuaga JL,Quam R,et al.Human hyoid bones from the middle Pleistocene site of the Sima de los Huesos(Sierra de Atapuerca,Spain)[J].Journal of Human Evolution,2008,54(1):118-124
    [40]Enard W,Przeworski M,Fisher SE,et al.Molecular evolution of FOXP2,a gene involved in speech and language[J].Nature,2002,418(6900):869-872
    [41]Condemi S,Mounier A,Giunti P,et al.Possible Interbreeding in Late Italian Neanderthals?New Data from the Mezzena Jaw(Monti Lessini,Verona,Italy),PloS one,2013,8(3):e59781
    [42]Straus LG.On the demise of the Neandertals[J].Quaternary International,2005,137:1-5
    [43]Harrold FB.A Comparative Analysis of Eurasian Paleolithic Burials[J].World Archaeology,Early Man,1980,12(2):195-211
    [44]Blanc AC.Torre in Pietra,Saccopastore,Monte Circeo:On the position of the Mousterian in the Pleistocene sequence of the Rome area.In:VON Koenigswald GHR ed.Hundert Jahre Neanderthaler.Ttrecht:Kemink en Zoon,1958,167-174
    [45]Stiner MC.The faunal remains at Grotta Guattari:A taphonomic perspective[J].Current Anthropology 1991,32(2):103-117
    [46]Solecki RS.Shanidar IV,a Neanderthal flower burial in northern Iraq[J].Science,1975,190:880-881
    [47]Sommer JD.The Shanidar IV“Flower Burial”:A re-evaluation of Neanderthal burial ritual[J].Cambridge Archaeological Journal,1999,9(1):127-129
    [48]Klein RG,Edgar B.The Dawn of Human Culture[M].John Wiley&Sons,Inc.,New York
    [49]Turk I,Dirjec J,Kavur B.The oldest musical instrument in Europe discovered in Slovenia?[J].Razprave IV.Razreda SAZU,1995,36:287-93
    [50]d’Errico F,Villa P,Llona ACP,et al.A Middle Palaeolithic origin of music?:Using cave-bear bone accumulation to assess the Divje Babe I bone“flute”[J].Antiquity,1998,72(275):65-79
    [51]d’Errico F,Zilh?o J,Julien M,et al.Neanderthal Acculturation in Western Europe?A Critical Review of the Evidence and Its Interpretation[J].Current Anthropology 1998,39(S1):S1-S44
    [52]Chase PG,Nowell A.Taphonomy of a suggested Middle Paleolithic bone flute from Slovenia[J].Current Anthropology,1998,39(4):549-53
    [53]Chase PG,Nowell A.Ist der KnocheneinesH?hlenb?renausDivjeBebe,Slowenien,eineFl?te des Neandertalers?[Is a cave bear bone from Divje Babe,Slovenia,a Neanderthal flute?][C].In:Hickmann E,Kilmer AD,Eichmann R,eds.Studies in Music Archaeology III,Part I.The Archaeology of Sound:Origin and Organisation.Rahden:Leidorf,2002:69-81
    [54]Mellars P.The Upper Paleolithic Revolution[C].In:Cunliffe B(ed).The Oxford Illustrated Prehistory of Europe,Oxford University Press,1994
    [55]Pike AW,Hoffmann DL,García-Diez M,et al.U-Series dating of Paleolithic Art in 11 Caves in Spain[J].Science,2012,336(6087):1409-1413
    [56]Roebroeks W,Sier MJ,Nielsen TK,et al.Use of Red Ochre by Early Neandertals[J].PNAS,2012,109(6):1889-94
    [57]McBrearty S,Brooks AS.The revolution that wasn’t:a new interpretation of the origin of modern human behaviour[J].Journal of human evolution,2000,39(5):453-563
    [58]McBrearty S.Advances in the study of the origin of humanness[J].Journal of Anthropological Research,2013,69(1):7-31
    [59]d’Errico F.The Invisible Frontier:A Multiple Species Model for the Origin of Behavioral Modernity[J].Evolutionary Anthropology,2003(12):188-202
    [60]Zilh?o J,d’Errico F.The chronology and taphonomy of the earliest Aurignacian and its implications for the understanding of Neandertal extinction[J].Journal of World Prehistory 1999,13:1-68
    [61]Zilh?o J,d’Errico F.The chronology of the Aurignacian and transitional technocomplexes:Where do we stand?[C].In:Zilh?o J,d’Errico F(eds).The Chronology of the Aurignacian and of the Transitional Technocomplexes,Trabalhos de Arqueologia 33,Lisbon,2003
    [62]Straus LG.A mosaic of change the Middle-Upper Paleolithic transition as viewed from New Mexico and Iberia[J].Quaternary international,2005,137(1):47-67
    [63]Jochim M.The Lower and Middle Paleolithic[C].In:European Prehistory:A Survey(2nd Edition),Edited by SarunasMilisauskas,Springer,2011
    [64]Jochim M.The Upper Paleolithic[C].In:European Prehistory:A Survey(2nd Edition),Edited by Sarunas Milisauskas,Springer,2011
    [65]Riek G.Die EiszeitjagerstationamVogelherdimLonetal[M].Tubingen.Band 1,Die Kulturen,1934
    [66]Clottes J.Thematic Changes in Upper Paleolithic Art:a View from the Grotte Chauvet[J].Antiquity,1996,70(268):276-288
    [67]Conard NJ.A Female Figurine from the Basal Aurignacian of Hohle Fels Cave in Southwestern Germany[J].Nature,2009,459(7244):248-252
    [68]White R.Production complexity and standardization in early Aurignacian bead and pendant manufacture:evolutionary implications[C].In:Mellars P,Stringer,P.ed.The Human Revolution:Behavioural and Biological Perspectives on the Origins of Modern Humans.Princeton:Princeton University Press,1989:366-390
    [69]Delluc B,Delluc G.L’art parietal archaique en Auitaine[M].Paris:CNRS.XXVIII suppl.A Gallia Prehistoire,1991
    [70]Straus LG.Iberia before the Iberians:The Stone Age Prehistory of Cantabrian Spain[M].University of New Mexico Press,1992
    [71]Marshack A.Some Implications of the Paleolithic Symbolic Evidence for the Origin of Language[J].Current Anthropology,1976,17(2):274-282
    [72]Chase PG,Dibble HL.Middle Paleolithic symbolism:a review of current evidence and interpretations[J].Journal of anthropological archaeology,6(3):263-296
    [73]Jelinek AJ.The Lower Paleolithic:Current evidence and interpretations[J].Annual Review of Anthropology,1977,6:11-32
    [74]Lindly JM,Clark GA.Symbolism and Modern Human Origins[J].Current Anthropology,1990,31(3):233-261
    [75]Gamble C,Gowlett J,Dunbar R.The Social Brain and the Shape of the Palaeolithic[J].Cambridge Archaeological Journal,2011,21(1):115-136
    [76]Gowlett J,Gamble C,Dunbar R.Human Evolution and the Archaeology of the Social Brain[J].Current Anthropology,2012,53(6):693-722
    [77]Ambrose SH.Late Pleistocene human population bottlenecks,volcanic winter,and differentiation of modern humans[J].Journal of Human Evolution,1998,34(6):623-651
    [78]Mellars P.The character or the Middle-Upper Palaeolithic transition in south-west France[C].In:Renfrew C.ed.The Explanation of Culture Change:Models in Prehistory.London:Duckworth,1973:255-276
    [79]Briggs AW,Good JM,Green RE,et al.Targeted retrieval and analysis of five Neandertal mtDNA genomes[J].Science,2009,325(5938):18-321
    [80]Fabre V,Condemi S,Degioanni A.Genetic Evidence of Geographical Groups among Neanderthals[J].PLoS ONE,2009,4(4):e5151
    [81]Atkinson QD,Gray RD,Drummond AJ.mtDNA Variation Predicts Population Size in Humans and Reveals a Major Southern Asian Chapter in Human Prehistory[J].Molecular Biology and Evolution,2008,25(2):468-474
    [82]Fu Q,Posth C,Hajdinjak M,et al.The genetic history of Ice Age Europe[J].Nature,2016,534:200-205
    [83]Stiner MC.Honor among Thieves:A Zooarchaeological Study of Neandertal Ecology[M].Princeton:Princeton University Press,1994
    [84]Goebel T.The“microblade adaptation”and recolonization of Siberia during the late Upper Pleistocene[J].Archaeological Papers of the American Anthropological Association,2002,12(1):117-131
    [85]Goebel T,Buvit I.From the Yenisei to the Yukon:Interpreting lithic assemblage variability in late Pleistocene/early Holocene Beringia[C].Texas A&M University Press
    [86]Straus LG.Has the notion of“transitions”in Paleolithic prehistory outlived its usefulness?the European record in wilder context[C].In:Camps M,Chauhan P(eds).Sourcebook of Paleolithic Transitions,Springer Science+Business Media,LLC 2009:3-18
    [87]Gamble C.The Palaeolithic Societies of Europe[M].Cambridge:Cambridge University Press,1999
    [88]Bocquet-Appel JP,Degioanni A.Neanderthal demographic estimates[J].Current Anthropology,2013,54(S8):S202-S213
    [89]Lee RB.The intensification of social life among the!Kung Bushmen[C].In:Spooner B(ed).Population Growth:Anthropological Implications,Cambridge:MIT Press,1972:343-50
    [90]Lee RB.!Kung socio-spatial organization[C].In:Lee RB,DeVore I eds.Kalahari Hunter-Gatherers.Cambridge:Harvard University Press,1976:73-97
    [91]Lee RB.The!Kung San:Men,Women,and Work in a Foraging Society[M].Cambridge:Cambridge:Cambridge University Press,1979
    [92]Yellen J.Archaeological Approaches to the Present[M].New York:Academic Press,1977
    [93]Sutton MQ,Anderson EN.Introduction to Cultural Ecology(second edition)[M].AltaMira Press,2010
    [94]Conkey MW.The Identification of Prehistoric Hunter-Gatherer Aggregation Sites:The Case of Altamira[J].Current Anthropology,1980,21(5):609-630
    [95]Féblot-Augustins J.La circulation des matières premières au Paléolithique[M].Liège:ERAUL 75,1997
    [96]Féblot-Augustins J.Mobility strategies in the late middle Palaeolithic of Central Europe and Western Europe:Elements of Stability and Variability[J].Journal of Anthropological Archaeology,1993,12:211-265
    [97]White R.Technological and social dimensions of“Aurignacian-Age”body ornaments across Europe.In:Knecht H(ed).Before Lascaux:The Complex Record of the Early Upper Paleolithic[C].Boca Raton:Ed.CRC,1993:279-299
    [98]Kuhn TS.the Structure of Scientific Revolutions[M].Chicago:IL,University of Chicago Press,1962
    [99]Ambrose SH.Coevolution of composite-tool technology,constructive memory,and language[J].Current Anthropology,2010,51(S1):S135-S147
    [100]Giaccio B,Isaia R,Fedele FG,et al.The Campanian Ignimbrite and Codola tephra layers:Two temporal/stratigraphic markers for the Early Upper Palaeolithic in southern Italy and eastern Europe[J].Journal of Volcanology and Geothermal Research,2008,177(1):208-226
    [101]Hockett B,Haws JA.Nutritional ecology and the human demography of Neandertal extinction[J].Quaternary International,2005,137:21-34
    [102]Bocherens H,Drucker DG,Billiou D,et al.Vandermeersch Isotopic evidence for diet and subsistence pattern of the Saint-Césaire I Neanderthal:review and use of a multi-source mixing model[J].Journal of Human Evolution 2005,49:71-87
    [103]Stiner MC.An unshakable Middle Paleolithic?:trends versus conservatism in the predatory niche and their social ramifications[J].Current Anthropology,2013,54(S8):S288-S304
    [104]Black BA,Neely RR,Manga M.Campanian Ignimbrite volcanism,climate,and the final decline of the Neanderthals[J].Geology,2015,43(5):411-414
    [105]Conkey MW.Boundedness in art and society[C].In:Hodder I(ed).Symbolic and Structural Archaeology,Cambridge:Cambridge University Press,1982:115-128
    [106]Mellars P.Neanderthals and the modern human colonization of Europe[J].Nature,2004,432:461-465
    [107]Chacón MG,Vaquero M,Carbonell E.The Neanderthal home:Spatial and social behaviours[J].Quaternary International,2012,247:1-9
    [108]Barton CM,Riel-Salvatore J,Anderies JM,et al.Modeling Human Ecodynamics and Biocultural Interactions in the Late Pleistocene of Western Eurasia[J].Human Ecology,2011,39(6):705-725
    [109]Fu Q,Hajdinjak M,Moldovan OT,et al.An early modern human from Romania with a recent Neanderthal ancestor[J].Nature,2015,524(7564):216-219
    [110]Li F,Kuhn SL,Olsen JW,et al.Disparate Stone Age Technological Evolution in North China Lithic Technological Variability and Relations between Populations during MIS 3[J].Journal of Anthropological Research,2014,70(1):35-67